We are a newly established fintech company building innovative and compliant financial solutions. We are looking for a Senior Compliance Officer to lead and shape our compliance framework from the ground up. This role is critical in ensuring regulatory adherence, managing risk, and embedding a strong compliance culture as the business scales.

Responsibilities

Design, implement, and maintain the company's compliance framework, policies, and procedures in line with regulatory requirements
Act as the primary point of contact with regulators, auditors, and external advisors
Monitor regulatory developments and assess their impact on the business, ensuring timely implementation of required changes
Coordinate and maintain AML, CFT, KYC, and customer due diligence controls.Conduct compliance reviews, risk assessments, and internal controls testing
Provide compliance advice and guidance to management and business teams
Support new product launches and business initiatives by identifying and mitigating regulatory risks
Deliver compliance training and promote a strong compliance culture across the organization
Prepare and submit regulatory reports and documentation as required

Requirements

Bachelor's degree in Law, Finance, Business, or related field
Minimum 3-5 years of compliance experience within fintech, financial services, banking, or securities
Native Thai and good English
Strong experience in compliance roles within Thai securities brokerage / fintech
Solid knowledge of SEC Thailand, SET/TSD/TFEX rules, and AMLO AML/CFT requirements
Experience handling regulatory submissions, audits, inspections, and preferably brokerage licensing applications
Familiar with PDPA, investor protection rules, KYC/EDD, digital onboarding, and conduct risk
Experience setting up or enhancing compliance frameworks is highly preferred
Ability to work independently in a fast-paced, start-up environment
Strong communication, stakeholder management, and problem-solving skills

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