Business Compliance & Risk Control Manager

A leading financial institution in Bangkok is seeking a Business Compliance and Risk Control Manager to join their team. This is an exceptional opportunity for you to play a pivotal role in shaping the compliance and risk control framework within a highly respected organisation, renowned for its commitment to excellence and supportive leadership.

• Join a reputable financial institution in Bangkok that prioritises employee development through comprehensive training opportunities and flexible working arrangements.
• Play a key role in supporting global market operations by designing robust compliance frameworks and collaborating with cross-functional teams to ensure effective risk control measures.
• Benefit from a workplace culture that encourages knowledge sharing, inclusivity, and supportive leadership, allowing you to thrive both professionally and personally.

What you'll do:

As a Business Compliance and Risk Control Manager based in Bangkok, you will be responsible for overseeing the design and preparation of critical monitoring reports that underpin operational risk management across global markets. Your day-to-day activities will involve conducting independent assessments of operational incidents, drafting comprehensive self-assessment documents, formulating internal control manuals, coordinating audits, assisting supervisors with new control measures, supporting trading teams with risk-related queries, collaborating across departments, staying abreast of market changes in Southeast Asia, and leveraging your technical skills to produce high-quality analytical reports. Success in this role requires a keen eye for detail, strong interpersonal abilities, responsiveness under pressure, and a genuine commitment to fostering a collaborative environment where compliance is seamlessly integrated into every aspect of business operations.

• Design and prepare routine monitoring reports as well as compliance documentation for operational risks within global markets, ensuring accuracy and timeliness.
• Follow up on various operational incidents by conducting independent assessments and thorough analyses of each case to identify root causes and recommend improvements.
• Write detailed internal self-assessment reports along with comprehensive gap analysis documents focused on internal control mechanisms and compliance processes.
• Formulate clear internal control manuals or working guidelines while providing considered opinions on operating procedures for different business units.
• Coordinate effectively with relevant parties during internal and external audit examinations, monitoring progress on implementing corrective actions as agreed upon by the organisation.
• Assist supervisors in rolling out new internal control measures by helping to develop management guidelines or conducting sample checks to verify compliance.
• Provide essential risk control support to front line trading teams, offering guidance on best practices and helping them navigate complex regulatory requirements.
• Collaborate closely with colleagues across departments to ensure all compliance activities are aligned with organisational objectives and industry standards.
• Maintain up-to-date knowledge of local market dynamics in Singapore, Indonesia, Malaysia, and Thailand to inform risk assessments and compliance strategies.
• Utilise advanced MS Office skills and data analysis tools to generate insightful reports that drive informed decision-making throughout the business.

What you bring:

To excel as a Business Compliance and Risk Control Manager, you will bring proven experience from roles involving strategy planning or economic research within financial services or similar industries. Your background should include hands-on exposure to data analysis techniques as well as familiarity with regional market dynamics across Southeast Asia. You will possess excellent communication skills-both written and verbal-in English plus one or more local languages relevant to the region. Your approach will be marked by reliability, responsiveness under tight deadlines, sensitivity towards team needs, empathy when resolving issues collaboratively, and an inclusive mindset that values input from all stakeholders. Technical proficiency with MS Office suite and analytical tools will enable you to deliver actionable insights that support organisational goals. Above all else, your ability to foster trust among colleagues through honest interactions will set you apart as an invaluable member of the team.

• Bachelor degree or above is required for this position to ensure foundational knowledge in relevant disciplines.
• At least four years experience in strategy planning, data analysis, economic research or related fields is essential for effective performance.
• A dependable sense of responsibility combined with the ability to perform tasks independently while meeting deadlines is crucial.
• Demonstrated understanding of industry trends and market changes within Thailand as well as local markets such as Indonesia, Malaysia, or Singapore is highly desirable.
• Advanced proficiency in MS Office applications alongside other data analysis tools is necessary for generating accurate reports.
• Excellent command of both spoken and written English
• Strong interpersonal skills are needed to collaborate successfully with colleagues from diverse backgrounds.
• Experience preparing compliance documentation or monitoring reports within financial services will be advantageous.
• Ability to coordinate audit processes efficiently while maintaining attention to detail is important for this role.
• Proven track record of supporting front line teams with risk control initiatives demonstrates your commitment to shared success.

What sets this company apart:

This organisation stands out due to its unwavering commitment to nurturing talent through ongoing training opportunities tailored for professional growth. Employees benefit from flexible working arrangements designed to support work-life balance while encouraging collaboration across departments. The company's culture emphasises inclusivity-welcoming individuals from diverse backgrounds-and promotes supportive leadership that empowers staff at every level. Knowledge sharing is actively encouraged so everyone can contribute meaningfully towards collective success. By joining this institution, you become part of a network where your contributions are recognised and celebrated within an environment built on trust, respect, and shared purpose. The organisation's reputation for dependability ensures stability while its forward-thinking approach provides ample room for personal development over time.

What's next:

If you are ready to take your career further by making a meaningful impact within a collaborative financial services environment in Bangkok-apply now!

Due to the high volume of applications, our team will only be in touch if your application is shortlisted.

Robert Walters Recruitment (Thailand) Limited
Recruitment License No.: . 1188 / 2551