This role is responsible for establishing and leading the Compliance Governance Framework to ensure the Virtual Bank operates in full compliance with regulatory requirements issued by the Bank of Thailand and other relevant regulators.
Responsibilities;
- Lead and perform annual Compliance Risk Assessment (CRA) and maintain the Compliance Risk Universe
- Assess inherent and residual compliance risks, including evaluation of control adequacy and effectiveness
- Monitor regulatory compliance with requirements issued by the Bank of Thailand and other relevant regulators
- Conduct regulatory gap analysis and track remediation actions
- Develop and execute the Compliance Monitoring Program
- Manage compliance issues, ensure timely remediation, and prepare reports for senior management
Qualifications;
- Bachelor's or Master's degree in Law, Finance, Business Administration, Accounting, or related fields
- Minimum 510 years of experience in Compliance, Risk Management, or Internal Audit within the banking industry
- Hands-on experience in Compliance Risk Assessment and compliance monitoring activities
- Strong knowledge of regulations issued by the Bank of Thailand (Market Conduct and Responsible Lending) , including AML/CFT and data privacy regulations
- Strong analytical, reporting, and presentation skills
- Good stakeholder management and leadership capabilities
- Professional certifications (e.g., CAMS, CIA, CISA) are an advantage
