Job Overview:
Responding to the analytical person who can supply the organization with legal and compliance help. Projects will encompass legal and compliance activities, as well as tight collaboration with regulatory bodies including the Securities and Exchange Commission (SEC), the Bank of Thailand (BOT), and the Anti-Money Laundering Office (AMLO). This position will collaborate closely with the Head of Legal and Compliance and his or her team to ensure that all necessary processes and documents are developed and enforced.
Responsibilities:
- Conduct internal control mapping and testing, periodic monitoring and surveillance reviews, and risk assessments
- Conduct all compliance and regulatory matters with international regulatory bodies including supporting registrations.
- Prepare regular reports and strategic direction to senior management regarding compliance matters
- Prepare documents to obtain relevant licenses for company expansion
- Prepare legal documents for corporate matters, and also prepare or review the contract, agreements, legal memo, legal opinion or any legal documents in relation to the Companys business operation
- Apply compliance technology, and coordinating common standards for the documentation, tracking and reporting of issue remediation actions
- Stay updated on new regulatory requirements in the lending and cryptocurrency space
- Coordinate with various regulatory authorities e.g. SEC, AMLO, BOT
- Develop compliance policies and audit program procedures
- Develop and implement the policy, legal documents, manual or procedures on the data protection matters
- Focus on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews
- Work with in-house and external advisories to monitor, and then implement responses to, regulatory developments that impact the businesses
- Track new product/service launch compliance items
- Collaborate with other departments on special projects and special compliance projects as necessary
- Create an up-to-date communications plan and give training on all Compliance issues to Companys staff and relevant stakeholders
Qualifications:
- Bachelors degree or higher in Laws, Business Administration or any related field of study.
- A minimum of 3 years of experience in a legal or compliance role with a substantial knowledge of relevant rules and regulations and the day-to-day compliance affairs (Financial, Cryptocurrency Sector, Data Protection is preferable).
- Working knowledge of digital asset trading and blockchain technology.
- Well-versed in the art of drafting procedures, analyzing risk in various aspects for the Companys business, evaluating internal controls.
- Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
- Good communication and presentation skills.
- Excellent personality with a can-do attitude, analytical, detail-oriented and ability to meet deadlines.
- Strong written and verbal communication skills in Thai and English.
- Computer literate in Microsoft Word, Excel and PowerPoint, and Google Workspace.
We will consider candidates who only disclose their monthly salary expectations.
