1) FCC (Transaction Monitoring, Fraud Management)
Responsibilities:
- Investigate, research and analyze financial transactions and customer data across all lines of business for possible suspicious activities, money laundering, and/or violations of AML/CFT regulations.
- Prepare Suspicious Transaction Report in both Thai and English.
- Check AML threshold reporting received from related units and submit to AMLO within determined period.
- Provide oversight on the fraud management of the Bank and advise frontline units to respond to fraud reporting initiated by customers or peer banks.
- Monitor financial transactions in the Bank's fraud monitoring systems.
- Attend seminars and meetings organized by BOT / AMLO / TBA /AIB in relation to fraud management as required and communicate with all relevant parties.
- Handling for fraud protection, fraud detection, fraud response, and collaboration between financial service providers and other related organizations.
- Perform AML screening and investigate on screening alerts.
- Liaise with Head Office in Beijing and BOCHK on any project initiatives related to financial crime compliance functions.
- Take up ad-hoc projects as assigned.
Qualifications:
- Bachelor Degree, Major in Law, Business Administration, Economics or any related fields.
- At least 5 years in compliance in banking industry
- Good knowledge in Compliance and Financial Crime Compliance.
- Good analytical skills, ability to analyse financial statements
- Can-do attitude, good communication skills and works well under pressure.
- Proficiency in English, both of reading and writing
2) FCC (AML Compliance Review)
Responsibilities:
- Support and implement a best practices compliance testing program and associated methodologies for its review and effective challenge of the first and second lines of defense program for the Bank.
- Perform Compliance Assurance Review on AML (e.g. Transaction Monitoring, Payment Screening, KYC etc.), ABAC, Anti-Fraud and other assigned special / ad-hoc reviews.
- Identify potential or actual regulatory risks arising from the results of compliance review and proposing recommendations to the relevant stakeholders to mitigate the identified risks.
- Compile compliance review reports to highlight major regulatory compliance issues and risk implications.
- Implement control and provide recommendations, establish remediation actions and monitor remediation process.
- Provide consultation/proper solution to Business Units during compliance review on the best practice of AML/CFT compliance.
- Prepare regular and ad hoc reports, metrics.
- Perform the advisory team to summarize AML Laws & Regulations and circulate to relevant Business Units.
- Coordinate regulatory on-site and off-site examinations conducted by the regulators.
- Review and prepare the files and reports to be submitted to regulators in time and with accuracy.
- Follow up management actions / rectification actions to resolve findings identified in compliance reviews and, where required, examinations undertaken by the regulators.
- Update compliance review plan to be accordance with the updated related policies, programs and control procedures in accordance with regulatory rules and requirements.
- Organize, coordinate, review and assess IRA & PRA as per BOCL and BOCHK requirements.
- Data Management and Data Analysis on AML/CFT related.
- Prepare data, other significant material related to AML/CFT matters to RMICC, ROC, EXCOM Meeting.
- Perform RACA & KCC and work with BOCHK on AML/CFT related.
- Implement and Control BOCT Staffs to comply and complete mandatory training on AML/CFT related.
- Support other tasks as assigned.
Qualifications:
- Bachelor Degree, Major in Law, Business Administration, Economics or any related fields.
- At least 5 years in AML/KYC/CDD in banking industry
- Good knowledge in Compliance and Financial Crime Compliance.
- Good analytical skills, ability to analyze financial statements
- Can-do attitude, good communication skills and works well under pressure.
- Proficiency in English, both of reading and writing.
- Chinese on both reading and writing is Preferable.
