Providing guidance on financial service laws and regulations in relation to commercial banking or digital banking business, such as the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) rules and regulations
Coordinating and working closely with business units and relevant regulators to ensure that the organization fully complies with relevant laws, rules and regulations
Communicating timely regulatory requirements to all related parties
Educating employees on relevant laws, rules and regulations and the impact of non-compliance on the organization
Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance
Developing regulatory compliance procedure and facilitating Business Unit to embed regulatory compliance procedure in Business Unit process
Developing and maintaining Regulatory Compliance program
Conducting monitoring and Regulatory Compliance Review to ensure consistent regulatory compliance across the organization
Recording and escalating the review findings properly and following up with responsible managements to ensure the issues are rectified in a timely manner
Additional duties as assigned by the Head of Compliance
Qualifications
Bachelor's degree or higher in any field. Advanced degree preferred
A minimum of 5 years of relevant experience in compliance, legal, corporate governance or other
Control-related functions in the financial services firm, regulatory organization. Hands-on experience in retail banking compliance is a plus.
Experience on financial service laws and regulations in relation to the Bank of Thailand (BOT), Securities and Exchange Commission (SEC) or Office of Insurance Commission (OIC) is preferred.
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong project management skills with the ability to handle multiple tasks at one time
Adaptive, being a fast learner with strong working ethic and service mind
Strong communication skills in both Thai and English
