Regulatory Compliance VP
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about the company
Our client is a Bank looking to hire a Regulatory Compliance specialist at the VP level.
about the job
Interpret local regulatory requirements and provide actionable advice to internal stakeholders on business activities and new product launches.
Monitor changes in the legislative landscape and update internal governance policies to align with prevailing regulatory standards.
Conduct regular compliance reviews and self-assessment exercises to identify potential operational risks.
Collaborate with cross-functional business units to deliver regulatory risk training and promote compliance awareness.
Assist in managing communication and reporting requirements with local regulatory authorities and external auditors.
Bachelors degree in law, finance, accountancy, or a related field of study.
Minimum 10 years of experience in a regulatory compliance or advisory function within the financial services sector.
Excellent analytical and communication skills to explain complex regulatory requirements to diverse business teams.
A proactive professional with a high level of integrity and the ability to work collaboratively across the organization.
Job ID: 151427759
Skills:
policy development , compliance monitoring , business initiatives , Aml, investment management activities, marketing and distribution reviews, regulatory advisory, trade floor advisory, licensing compliance, Regulatory Compliance, knowledge of MAS regulations, regional regulatory frameworks, sanctions
Skills:
compliance monitoring , Asset Management, Regulatory Compliance, global and local regulations, alternatives, Sanctions Screening, anti-money laundering, trade floor function, Equities, compliance training, Fixed Income
Skills:
Asset Management, Aml, Regulatory Compliance, Statistics, Securities Futures Act, Kyc, Financial Advisers Act, Securities laws
