About UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
Job Description
AML Controls
- Lead the execution of AML case reviews and ensure alignment with regulatory standards and internal policies.
- Oversee KYC review processes and ensure quality assurance across the team.
- Assess customer AML/CFT risk and recommend strategic actions to mitigate risks.
- Engage with front-line teams to ensure timely and accurate updates of customer KYC information.
- Review transaction reports and adverse news to determine potential money laundering risks and recommend account actions.
- Ensure proper documentation, audit readiness, and governance of AML reviews.
Business Controls
- Drive the implementation of business control frameworks across the responsible segment.
- Identify control gaps and lead cross-functional initiatives to address risks and strengthen operational resilience.
- Provide strategic input to senior management on control-related matters and emerging risks.
Sales & Conduct Risk
- Oversee conduct risk management and ensure sales practices are aligned with regulatory expectations and internal standards.
- Promote a culture of integrity, customer-centricity, and responsible selling and Ensure work is conducted in accordance with the rules.
- Monitor and escalate conduct issues, and lead initiatives to enhance ethical behavior and compliance awareness.
Qualifications
- Bachelor's or Master's degree in Finance, Accounting, Business Administration, or related field.
- Minimum 10 years of experience in internal control, risk management, audit, or compliance, preferably in the banking or financial services sector.
- Strong leadership and stakeholder management skills.
- Excellent analytical, problem-solving, and communication abilities.
- Familiarity with regulatory requirements and industry best practices
- Strong leadership capabilities with experience in managing cross-functional teams and senior stakeholders.
- Excellent communication and presentation skills in both Thai and English.
- Ability to influence and drive a risk-aware culture across business units.
- Proficient in English communication
Additional Requirements
Develop, Engage, Execute, Strategise
Be a Part of the UOB Family
UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.
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