VP / SVP, Internal Audit - Wealth and PB

About the Client:

Our client is a reputable private bank, due to regional expansion, is now seeking high calibre internal auditor, to join the regional audit function.

Key Responsibilities:

• Audit Planning and Risk Identification: involved in annual risk assessments and audit planning,focusing on risk identification and key audit objectives; Maintain a risk-focused approach and high professional scepticism; lead audits and oversee the deliverables – Audit Report.

• Stakeholder Engagement and Relationship Management: Build and maintain strong relationships with key stakeholders across the organization to promote a culture of compliance and continuous improvement.

• Regulatory and Risk Management: to ensure compliance with laws and regulations, identify and assess risks, evaluate internal controls, monitor and report on risk exposure, and advise management on best practices for mitigating risks and maintaining ethical conduct.

• Leadership and Team Development: guide audit team members by ensuring high-quality documentation and conclusions, providing timely developmental feedback, escalating challenges to the management, and sharing knowledge within the group audit team.

Qualifications:

• Education: Degree holder.
• Experience: At least 8 years of relevant experience in compliance functions within wealth management or private banks, with at least 8 years in Compliance Monitoring roles or equivalent.
• Able to work independently, handle stress, and manage time effectively. Strong interpersonal, analytical, and evaluative skills with attention to detail.
• Proficient in MS Excel, Word, and PowerPoint.
• Regional travel required.

Application Process:

Interested candidates should submit their resume to Tina Wang at [Confidential Information], quoting the job title and reference number. Only shortlisted candidates will be contacted.

License No: 24S2395

Registration No: R2090553