Compliance Manager (TH)
We are seeking a highly skilled and experienced Compliance Manager to join our dynamic team in the digital asset (crypto) industry. The Compliance Manager will play a crucial role in ensuring that our operations adhere to regulatory requirements, industry best practices, and maintain effective communication with regulators such as AMLO, SEC, and law enforcement agencies. The ideal candidate will have a strong understanding of digital assets, blockchain technology, and relevant regulatory frameworks, along with excellent communication skills.
Responsibilities
- Develop and implement compliance policies, procedures and controls in accordance with
applicable laws and regulations.
- Maintain effective communication channels with regulators such as AMLO, SEC and Law
enforcement agencies.
- Conduct regular audits and reviews to assess compliance with regulatory requirements and
internal policies.
- Monitor and analyze changes in regulatory frameworks and communicate updates to relevant stakeholders.
- Collaborate with cross-functional teams to ensure compliance considerations are integrated
Into business processes and systems.
- Conduct due diligence on prospective clients, partners and service providers to assess their
compliance with regulatory standards.
- Assist in the preparation and submission of regulatory reports and fillings.
- Provide guidance and training to employees on compliance matters, including AML/KYC
procedures and data privacy.
- Investigate and respond to compliance incidents, including conducting internal investigations and implementing corrective actions.
- Stay updated on industry trends, emerging regulations and best practices in digital asset
compliance.
Qualifications
- Bachelor's degree in Law, Business, Finance or a related field. Advanced degree or
professional certifications in compliance or a relevant discipline is a plus.
- Minimum 3-5 years of experience in compliance, preferably in the digital asset or
cryptocurrency industry.
- Strong knowledge of regulatory frameworks and compliance requirements related to digital
assets, such as AML/KYC , CFT , data privacy and consumer protection.
- Familiarity with blockchain technology and its implications for compliance.
- Excellent understanding of financial systems and transaction monitoring.
- Effective communication and interpersonal skills to collaborate with stakeholders at all levels,
- including regulators and law enforcement agencies.
- Ability to adapt to a fast-paced and evolving regulatory landscape.
- High level of integrity, professionalism and ethical conduct.
