Risk & Financial Control Manager (Thailand & Indochina)

We are Hiring: Risk & Financial Control Manager (Thailand & Indochina)

Industry: Online Trading / Brokerage / Financial Services

Location: Bangkok, Thailand (Regional scope: CLMV)

Employment Type: Full-time (Office hours) Rama 9

About the Opportunity

An established Asian brokerage expansion team is seeking a dynamic, hands-on Risk & Financial Control Manager to set up and lead the ongoing risk-control and financial-control architecture across Thailand and the Indochina region.

This is a critical setup role where you will build, refine, and execute end-to-end risk frameworks, P&L safeguards, counterparty monitoring, and payment control flows. You will operate independently from sales incentives, reporting directly to C-Level leadership to ensure operational integrity, robust client lifecycle management (CLM) controls, and rigorous financial oversight.

Key Responsibilities

1. Risk Control & Monitoring

• Design, implement, and manage automated risk-control mechanisms for P&L-share trading flows.
• Monitor real-time exposure across dual account structures, flagging concentration risks or hedging gaps to C-Level executives and Liquidity Providers (LPs).
• Establish flow-allocation criteria between STP and P&L-share books in coordination with LPs.
• Manage instrument-level risk classifications across FX, Metals, Energy, Crypto, and Indices.
• Support Enhanced Due Diligence (EDD) and risk-based Client Lifecycle Management (CLM) by driving behavior-driven risk flagging in the CRM alongside Compliance.
• Maintain a comprehensive risk register covering LP/counterparty risk, liquidity bridge risk, and PSP payment risk.

2. Financial Control & CRM Workflows

• Act as a primary named approver in the CRM's Multi-Level Approval (MLA) workflow for deposit and withdrawal queues.
• Own daily and weekly multi-way reconciliations across CRM, MT5 platform, PSP settlement reports, and internal P&L split.
• Oversee IB/sub-IB rebate payouts against commission-stacking and abuse controls.
• Prepare periodic P&L, exposure, and liquidity reports for management readiness reviews.
• Coordinate directly with PSP vendors and LPs on settlement timing, failed transaction handling, and webhook-triggered reconciliations.

Who We Are Looking For

• Experience: 3–5+ years in risk management, financial control, or treasury/reconciliation within a regulated Forex/CFD broker, prop trading firm, or similar financial institution.
• Platform & Technical Knowledge: Solid understanding of MT5 mechanics, LP/B-book P&L arrangements, and back-office/CRM reconciliation workflows (experience with Broctagon CRM or similar enterprise platforms is a strong plus).
• CLM & AML Expertise: Deep understanding of AML/EDD principles and behavior-driven risk controls within CRM/CLM platforms.
• Mindset: Proven success operating in fast-paced, high-growth, or launch environments with evolving processes and systems.
• Languages: Business fluency in English required; Thai and/or Chinese language skills are highly advantageous for regional coordination.