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Compliance Officer

Compliance Officer

black swan group
2-5 Years
Early Applicant
  • Posted 29 days ago
  • Be among the first 10 applicants

Job Description

Our Client, a Singapore-based fund manager of private equity real estate funds headquartered in Singapore with presence in Hong Kong and Tokyo is seeking a Compliance Officer to join its team. This role will report directly in to the Head of Compliance.

Key Responsibilities

  • Ensure compliance with regulatory requirements across jurisdictions (e.g., Singapore, Cayman Islands, Europe, USA).
  • Administer and track regulatory reporting, assess policy impacts, and communicate necessary updates.
  • Draft and review compliance documentation, policies, reports, and regulatory filings.
  • Implement compliance monitoring programs and report any breaches to the Board.
  • Develop and maintain a risk-based enterprise risk management program.
  • Support regulatory reporting, board matters, and investor due diligence.
  • Conduct compliance training and assist with regulatory audits and inspections.
  • Handle ad-hoc legal and compliance tasks, including technology enhancements.

Qualifications & Requirements

  • Minimum 2–5 years of compliance experience in asset management or financial services.
  • Strong knowledge of MAS regulations, including the Securities and Futures Act.
  • Excellent communication, analytical, and problem-solving skills.
  • High ethical standards and meticulous attention to detail.
  • Ability to work independently and a team player.

More Info

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